The OSC has a review system for prospectuses (including long form, short form and mutual fund prospectuses), prospectus amendment...
CN Editor
December 08, 2023
COURT UPHOLDS OSC RECEIVERSHIP
CANADIAN SECURITIES REGULATORS PROPOSE PROHIBITING THE USE OF CHARGEBACKS IN THE DISTRIBUTION OF INVESTMENT FUNDS
OSC PROVIDES MULTI-YEAR FUNDING TO THE OSGOODE INVESTOR PROTECTION CLINIC
OSC PROVIDES 3-YEAR FUNDING TO PROSPER CANADA
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL