Former fund industry executive David Singh has been permanently banned by Ontario’s Capital Markets Tribunal. The regulatory trib...
CN Editor
December 11, 2023
BCSC FORFEITURE EFFORT CAN GO AHEAD, DESPITE DELAY
NEW ATS PROMISES TRADING INNOVATION
MICHAEL AONSO OF STRIKE HOLDINGS INC. SENTENCED TO 90 DAYS IN JAIL FOR SECURITIES ACT OFFENCES
QUESTRADE LAUNCHES NEW TRADING PLATFORM
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP