CIRO sanctioned Lifan Song, a former dealing representative with Investors Group Financial Services Inc. from Winnipeg, Manitoba....
CN Editor
February 26, 2024
SERGIY KASPIROVYCH SENTENCED FOR MAKING FALSE STATEMENTS TO THE OSC
CIRO MEMBER CHANGE OF CONTROL - FORGE FIRST ASSET MANAGEMENT INC.
CIRO ALLEGES UNAUTHORIZED TRANSACTIONS AND FAILURE TO COOPERATE BY FORMER BMO INVESTMENTS REP FROM EDMONTON, AB
SIMA ADVOCATES FOR FAIR FEES IN RESPONSE TO CIRO PROPOSAL
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP