CIRO sanctioned Sherry Susan Hanson (Hanson), a dealing representative with Desjardins Financial Security Investments Inc. from O...
CN Editor
February 29, 2024
CIRO"S NEW PROFICIENCY STANDARDS FALL SHORT OF PROFESSIONAL BENCHMARKS
INVESTOR ALERT: UNION WISE FINANCIAL BANK IS IMPERSONATING CIRO REGISTERED FIRMS, AND FALSELY CLAIMS CIRO REGISTRATION
OSC"S DISCLOSURE ISSUES DIDN"T JUSTIFY STAY: TRIBUNAL
CIRO ALLEGES FAILURE TO SUPERVISE BY RBC DOMINION SECURITIES
Thank you for the feedback!!
2026 COMPLIANCE PRIORITIES AND REGULATORY DIVISION INITIATIVES
THE BANKER, THE BROTHERS, THE FRIENDS AND THEIR FRAUDS
DRAMATIC INCREASE IN FINTRAC FINES COMING, BUT THEIR EFFECTIVENESS IS LESS CLEAR
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM ONTARIO