The U.K.’s Financial Conduct Authority (FCA) and the Bank of England are launching a joint consultation on a regulatory sandbox f...
CN Editor
April 05, 2024
FCA PARTNERS WITH SINGAPORE TO DRIVE GROWTH AND AI INNOVATION
ADVISOR CHARGEBACKS ARE BAD FOR THE INDUSTRY
U.K. LAUNCHES STABLECOIN REGULATION CONSULTATION
AFTER YEARS OF GROWTH, ETFS MAY FINALLY GET THEIR OWN RULES
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP