On February 14, 2024, Canadian Derivatives Clearing Corporation (CDCC) received notification from Haywood Securities Inc. of its ...
CN Editor
April 12, 2024
CIRO MEMBER NAME CHANGE: WORLDSOURCE SECURITIES INC.
CIRO MEMBER CHANGE OF CONTROL: OANDA (CANADA) CORPORATION ULC
CIRO MEMBER CHANGE OF CONTROL: STEADYHAND INVESTMENT FUNDS INC.
CIRO MEMBER CHANGE OF CONTROL: K.J. HARRISON & PARTNERS INC.
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL