The Autorité des marchés financiers (the “AMF”) published the annual Summary of Oversight and Regulatory Activities of the Direct...
CN Editor
May 10, 2024
2026 COMPLIANCE PRIORITIES AND REGULATORY DIVISION INITIATIVES
AMF ADJUSTS ITS ANNUAL AND OTHER FEES FOR 2026
FAIR TREATMENT OF CLIENTS - AMF ENDORSES NATIONAL SEGREGATED FUNDS GUIDANCE AND WILL INCORPORATE IT INTO ITS FRAMEWORKS
COURT ORDERS AMF TRIBUNAL TO CONSIDER SETTLEMENT
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THE BANKER, THE BROTHERS, THE FRIENDS AND THEIR FRAUDS
DRAMATIC INCREASE IN FINTRAC FINES COMING, BUT THEIR EFFECTIVENESS IS LESS CLEAR
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM ONTARIO