The Autorité des marchés financiers (the “AMF”) published the annual Summary of Oversight and Regulatory Activities of the Direct...
CN Editor
May 10, 2024
AMF AND SECURITIES AND FUTURES COMMISSION OF HONG KONG ENHANCE COOPERATION AND MARKET ACCESS IN THE AREA OF ASSET MANAGEMENT
PMAC RESPONSE TO AMF DISCUSSION PAPER ON ACCOUNT TRANSFERS
SIMA RESPONDS TO AMF CONSULTATION ON FEE RECALIBRATION
AMF AND OSFI RELEASE THEIR REPORT ON FINANCIAL INSTITUTION RESILIENCE TO CLIMATE RISKS
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP