CIRO sanctioned Sean Joseph Howes (Howes), a dealing representative with Desjardins Financial Security Investments Inc. from Hali...
CN Editor
May 15, 2024
HOW FIRMS CAN CLOSE THE GAPS ON CLIENT-FOCUSED REFORMS
OBTAINING A TRADING EXEMPTION OR RULE INTERPRETATION
PROCEDURES FOR HANDLING CERTAIN DESIGNATED TRADES AS PRINCIPAL
AMENDMENT OF APPROVED PERSON FEES COMPONENT WITHIN THE ANNUAL FEE OF DEALER MEMBER FEE MODEL
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