CIRO sanctioned Sean Joseph Howes (Howes), a dealing representative with Desjardins Financial Security Investments Inc. from Hali...
CN Editor
May 15, 2024
INVESTOR ALERT: LDPMANAGEMENT FALSELY CLAIMING CIRO REGISTRATION
CIRO NOTICE OF INTENTION TO RESIGN - WORLDSOURCE FINANCIAL MANAGEMENT INC.
INVESTOR ALERT: NOVARIS FALSELY CLAIMING CIRO REGISTRATION
CIRO PILOTS PROGRAM TO SUPPORT SELF-REPRESENTED RESPONDENTS
Thank you for the feedback!!
JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
OSC: REGISTRATION, INSPECTIONS AND EXAMINATIONS DIVISION SETS OUT ITS 2026-2027 EXAMINATION PRIORITIES