Securities and Exchange Commission Chair Gary Gensler issued the following statement on the conversion of the U.S. securities mar...
CN Editor
May 22, 2024
SEC CLARIFIES THE APPLICATION OF FEDERAL SECURITIES LAWS TO CRYPTO ASSETS
SEC PUBLISHES DATA ON PUBLIC AND PRIVATE OFFERINGS, MUNICIPAL ADVISORS, TRANSFER AGENTS, AND SECURITIES-BASED SWAP DEALERS
SEC"S NEW ENFORCEMENT CHIEF RESIGNS
SEC PROPOSES AMENDMENTS TO EXCHANGE ACT RULE 15C2-11
Thank you for the feedback!!
CIRO NEEDS TO STOP SAYING "SHOULD"
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
FORMER BROKER CHARGED IN "FREE RIDER" CASE
OPINION: WHO WILL PAY FOR CIRO"S DATA BREACH?