The Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) today unveiled its new public service c...
CN Editor
June 18, 2024
SEC PROPOSAL WOULD ADDRESS HOW INVESTMENT ADVISERS AND FUNDS CAN CUSTODY CRYPTO ASSETS UNDER THE FEDERAL SECURITIES LAW
SEC"S DIVISION OF EXAMINATIONS ANNOUNCES NEW EXAM HANDBOOK
TOUGHENING EUROPE"S NEW CRYPTO REGIME
SEC CHARGES MEYER GLOBAL MANAGEMENT AND ITS CEO WITH DEFRAUDING RETAIL INVESTORS IN PRIVATE FUNDS THAT HELD INTERESTS IN SPACEX AND OTHER PRE-IPO SECURITIES
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
ADVISOR SANCTIONED FOR TAKING CLIENT INFO
CLIENT FOCUSED REFORMS (CFR) - TARGETED COMPLIANCE GUIDANCE: PRACTICAL STEPS TO HELP DEALER MEMBERS ("DEALERS") AND APPROVED PERSONS ("APS") MEET THEIR REGULATORY OBLIGATIONS AND PROTECT INVESTORS
FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026