Total cost reporting (TCR) for both securities and segregated funds is expected to be in place for the statements clients receive...
CN Editor
June 20, 2024
FP CANADA SEIZES EDUCATION OPPORTUNITY ARISING FROM CIRO"S EXAM-BASED PROFICIENCY
COMPANY, EXECS SANCTIONED FOR MISLEADING DISCLOSURE
FCA SECURES RESTITUTION FOR FUND INVESTORS
DENVER-BASED EDUCATION PROVIDER ACQUIRES SEEWHY FINANCIAL LEARNING
Thank you for the feedback!!
CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS