A B.C. firm and its former CEO agreed to pay $493,457 as part of a settlement agreement with the B.C. Securities Commission (BCSC...
CN Editor
July 03, 2024
BCSC ALLEGES UNREGISTERED ACTIVITY BY B.C. RESIDENT AND CONNECTED COMPANIES
BCSC DISGORGEMENT ORDER SURVIVES BANRUPTCY
BCSC IMPOSES $22,500 PENALTY ON B.C. RESIDENT FOR OMITTING DISCIPLINARY HISTORY FROM CORPORATE DOCUMENTS
UNSUITABLE INVESTMENTS LEAD TO $62K LOSS FOR INVESTOR
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