A B.C. firm and its former CEO agreed to pay $493,457 as part of a settlement agreement with the B.C. Securities Commission (BCSC...
CN Editor
July 03, 2024
BCSC DISCONTINUES CASE AFTER COMPANY COMPLIES WITH DEMAND AND EXPLAINS ITS PRIOR NON-COMPLIANCE
BCSC IMPOSES NEARLY $20 MILLION IN SANCTIONS FOR CRYPTO TRADING PLATFORM FRAUD
ONTARIO FIRM PAYS $60,000 FOR COMPLIANCE DEFICIENCIES
CIRO SANCTIONS FORMER INVESTORS GROUP REP FROM WINNIPEG, MANITOBA
Thank you for the feedback!!
CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
ELEVATE FINANCIAL CORP. AND ITS PRINCIPALS CONSENT TO ASC REGISTRATION SUSPENSION