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B.C. FIRM AND FORMER CEO AGREE TO PAY NEARLY HALF A MILLION DOLLARS FOR COMPLIANCE DEFICIENCIES

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A B.C. firm and its former CEO agreed to pay $493,457 as part of a settlement agreement with the B.C. Securities Commission (BCSC...


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BCSCunsuitable investmentsConflict of InterestKYC

CN Editor

July 03, 2024

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