A B.C. firm and its former CEO agreed to pay $493,457 as part of a settlement agreement with the B.C. Securities Commission (BCSC...
CN Editor
July 03, 2024
BCSC BANS TWO PEOPLE FROM INVESTMENT MARKET FOR MISCONDUCT RELATED TO STARTUP
B.C. MEN AND COMPANIES AGREE TO PAY $110,000 TO BCSC FOR UNREGISTERED ACTIVITY, ILLEGAL DISTRIBUTION OF SECURITIES
BCSC NOTICE AND REQUEST FOR COMMENT - PROPOSED AMENDMENTS TO BC INSTRUMENT 22-502 REGISTRATION BY THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA
VICTIMS OF U.S. - BASED DFRF FRAUD CAN SEEK COMPENSATION WITH U.S. AUTHORITIES
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
OSC SEEKS TO ENFORCE D&O SANCTIONS
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.