Amid a growing reliance on technology in the banking sector, as well as the rise of fintech, global banking regulators are propos...
CN Editor
July 10, 2024
SEC SUPPORTS LIFTING CONSTRAINTS ON EQUITY RESEARCH
EUROPE PUSHES SINGLE FINANCIAL MARKET REFORMS
VIRTU SANCTIONED BY SEC
U.K. TO EXPLORE GROWING PRIVATE MARKET RISKS
Thank you for the feedback!!
CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING