The investment industry is hoping for clearer, more consistent rules within registered plans. Associations stated as much in subm...
CN Editor
July 18, 2024
EUROPE READIES OTC DERIVATIVES TRANSPARENCY
COURT DENIES STAY OF CIRO SANCTIONS
FOREX SCHEMERS GET LONG PRISON SENTENCES
SEC SANCTIONS "WHITE LABEL" CFD TRADERS
Thank you for the feedback!!
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS