The Regulatory Division of Bourse de Montréal Inc. (the “Division”) is publishing its Policy Priorities for the remainder of 2024...
CN Editor
July 29, 2024
REGULATORY DIVISION ANNUAL REPORT
TMX GROUP LIMITED APPOINTS PETER ROCKANDEL TO THE COMPANY"S BOARD OF DIRECTORS
TMX UPDATED LIST OF FINES FOR MINOR VIOLATIONS
TMX BUYS CANADIAN NEWSWIRE, FILING SERVICE
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL