The Securities and Exchange Commission today announced charges against activist short seller Andrew Left and his firm, Citron Cap...
CN Editor
July 29, 2024
CFTC OBTAINS $2M RESTITUTION FOR VICTIMS OF PRECIOUS METALS, FOREIGN CURRENCY POOL FRAUD
SEC SUPPORTS LIFTING CONSTRAINTS ON EQUITY RESEARCH
VIRTU SANCTIONED BY SEC
FIRST-EVER LISTED SPOT CRYPTO TRADING ON U.S. REGULATED EXCHANGES
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING