The Securities and Exchange Commission charged Nader Al-Naji with perpetrating a multi-million-dollar fraudulent crypto asset sch...
CN Editor
July 31, 2024
INVESTOR ALERT: FRAUDSTERS IMPERSONATING LIQUIDNET CANADA EMPLOYEES
SEC DIVISION OF EXAMINATIONS ANNOUNCES 2026 PRIORITIES
FAKE ADVISORY FIRMS IN "RAMP-AND-DUMP" SCAM: SEC
IOSCO PUBLISHES FINAL REPORT ON NEO-BROKERS
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP