The FCA recently reviewed several crypto firms’ compliance with certain financial promotion rules designed to help people better ...
CN Editor
August 08, 2024
IOSCO REVIEWS IMPLEMENTATION OF RECOMMENDATIONS FOR CRYPTO AND DIGITAL ASSET MARKETS
FCA SECURES RESTITUTION FOR FUND INVESTORS
FCA SUPPORTS TOKENISATION TO BOOST EFFICIENCY AND INNOVATION IN ASSET MANAGEMENT
SIMA AND POLLARA INVESTOR SURVEY SHOWS HIGH LEVEL OF TRUST IN INVESTMENT ADVICE
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS