In a settlement with the U.K.’s Financial Conduct Authority (FCA), European fund manager H2O AM LLP will pay €250 million to inve...
CN Editor
August 08, 2024
SEC SECURES FINAL JUDGEMENT IN "FREE RIDER" CASE
FIRM APPEALS OSC RECEIVERSHIP
REDINEL KORFUZI AND OERTA KORFUZI SENTENCED TO COMBINED 11 YEARS FOR £1M INSIDER DEALING AND MONEY LAUNDERING
TWO INDIVIDUALS SENTENCED TO A COMBINED 12 YEARS FOR £1.5M CRYPTO FRAUD
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL