A B.C. Securities Commission (BCSC) panel has found that a B.C.-based crypto trading platform committed fraud by lying to its cus...
CN Editor
August 13, 2024
INVESTOR ALERT: FRAUDSTERS IMPERSONATING LIQUIDNET CANADA EMPLOYEES
B.C. MAN AND HIS COMPANY AGREE TO PAY $4 MILLION TO BCSC FOR FRAUD, MISREPRESENTATION AND ILLEGAL DISTRIBUTION
JSOT CRIMINALLY CHARGES ALEXANDER (ALEX) FRANCIS ONGOMA
BCSC BANS TWO PEOPLE FROM INVESTMENT MARKET FOR MISCONDUCT RELATED TO STARTUP
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP