The Canadian Securities Administrators (CSA) published a CSA Notice of Consultation on proposed amendments to National Instrument...
CN Editor
September 20, 2024
CANADIAN SECURITIES REGULATORS PROVIDE UPDATE AND SEEK FEEDBACK ON MULTILATERAL INITIATIVE TO SUPPORT CAPITAL-RAISING BY EXTENDING THE ROLE OF EXEMPT MARKET DEALERS
CSA PUBLISHES PROPOSED LIQUIDITY RISK MANAGEMENT AMENDMENTS AND LAUNCHES CONSULTATION
ONTARIO COURT PUSHES BACK ON BINANCE, AGAIN
CFFIM: CANADIAN SECURITIES EXCHANGE INTRODUCTION OF CSE2 ODD LOT LIQUIDITY ALLOCATING (OLLA) ORDER TYPE
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP