The Canadian Securities Administrators (CSA) is inviting applications for membership on its Investor Advisory Panel (IAP). The CS...
CN Editor
September 25, 2024
ADVISOR CHARGEBACKS ARE BAD FOR THE INDUSTRY
AFTER YEARS OF GROWTH, ETFS MAY FINALLY GET THEIR OWN RULES
CSA ENCOURAGES OPEN DIALOGUE AMID TREND TOWARD HYBRID AND SELF-DIRECTED INVESTING
SIMA RESPONDS TO CSA CONSULTATION ON ETF REGULATION
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP