The Ombudsman for Banking Services and Investments (OBSI) is now seeking input from stakeholders and the public in relation to th...
CN Editor
September 27, 2024
CIRO ALLEGES DISCRETIONARY TRADING BY FORMER CIBC WORLD MARKETS REP FROM TORONTO, ON
OBSI 2027 FEES FOR PARTICIPATING FIRMS
CHANGES TO OBSI"S FEE CALCULATION METHODOLOGY FOR CIRO FIRMS
CIRO ALLEGES HARBOURFRONT WEALTH MANAGEMENT REP FAILED TO USE DUE DILIGENCE TO ENSURE INVESTMENT RECOMMENDATIONS WERE SUITABLE FOR CLIENTS
Thank you for the feedback!!
OSC FLAGS ISSUES WITH INDUSTRY AI USE
NEW WEALTH GROUP LAUNCHES PM BUSINESS COMBINING 4 FIRMS
FINTRAC STATEMENT - SANCTIONS ON CANADIAN MONEY SERVICES BUSINESSES
CIRO ALLEGES GATEKEEPER FAILURES BY CANACCORD GENUITY REP FROM CALGARY, AB