Former Bay Street executive Mark Valentine has been fined $1 million, ordered to disgorge more than $17 million and permanently b...
CN Editor
October 02, 2024
ADVISOR CHARGEBACKS ARE BAD FOR THE INDUSTRY
U.K. LAUNCHES STABLECOIN REGULATION CONSULTATION
AFTER YEARS OF GROWTH, ETFS MAY FINALLY GET THEIR OWN RULES
OSC STAFF NOTICE 11-737 (REVISED) - SECURITIES ADVISORY COMMITTEE - VACANCIES
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP