CIRO sanctioned Lucie Roland (Roland), a former assistant with National Bank Financial Inc. from Joliette, Quebec. CIRO found Rol...
CN Editor
October 29, 2024
APPLICATION OF CIRO REQUIREMENTS TO EVENT CONTRACTS
WEALTHSIMPLE GETS REGULATORY GREEN LIGHT TO GET IN ON PREDICTION MARKETS
GUIDANCE ON FULLY PAID SECURITIES LENDING
AMENDMENTS RELATED TO FULLY PAID SECURITIES LENDING AND FINANCING ARRANGEMENTS
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CIRO NEEDS TO STOP SAYING "SHOULD"
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
OPINION: WHO WILL PAY FOR CIRO"S DATA BREACH?
FORMER BROKER CHARGED IN "FREE RIDER" CASE