CIRO sanctioned Lucie Roland (Roland), a former assistant with National Bank Financial Inc. from Joliette, Quebec. CIRO found Rol...
CN Editor
October 29, 2024
CIRO SANCTIONS HAMPTON SECURITIES LTD AND PETER MICHAEL DEEB FOR TRADING MISCONDUCT
TD WEALTH MERGES TWO BUSINESS LINES SERVING HNW CLIENTS
AMENDMENT TO CIRO BY-LAW NO. 1, SECTION 5.4, REGARDING TERM LIMITS OF INDEPENDENT DIRECTORS AND THE CHAIR
CIRO FACES SECOND POTENTIAL CLASS ACTION FOLLOWING DATA BREACH
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THE BANKER, THE BROTHERS, THE FRIENDS AND THEIR FRAUDS
2026 COMPLIANCE PRIORITIES AND REGULATORY DIVISION INITIATIVES
DRAMATIC INCREASE IN FINTRAC FINES COMING, BUT THEIR EFFECTIVENESS IS LESS CLEAR
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM ONTARIO