CIRO sanctioned Lucie Roland (Roland), a former assistant with National Bank Financial Inc. from Joliette, Quebec. CIRO found Rol...
CN Editor
October 29, 2024
BCSC FORFEITURE EFFORT CAN GO AHEAD, DESPITE DELAY
CIRO ALLEGES CONFLICTS OF INTEREST FAILURES BY FORMER DESJARDINS FINANCIAL SECURITY INVESTMENTS REP
AMENDMENTS RESPECTING CONTINGENT DERIVATIVE ORDERS
CIRO NEW MEMBER - ASSETPLUS CAPITAL INC.
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OSC SEEKS TO ENFORCE D&O SANCTIONS
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