On October 21, the Canadian Securities Administrators (CSA), the Canadian Public Accountability Board (CPAB), and the Office of t...
CN Editor
October 30, 2024
SOLICITATION OF MEMBERS FOR FINTECH ADVISORY FORUM
CSA ANNOUNCES FINAL AMENDMENTS TO MULTILATERAL INSTRUMENTAL 13-102 SYSTEM FEES
CSA ISSUES GUIDANCE ABOUT REGULATORY CONCERNS WITH CERTAIN ASSET OR BUSINESS ACQUISITIONS
ENHANCED COST REPORTING
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL