On October 21, the Canadian Securities Administrators (CSA), the Canadian Public Accountability Board (CPAB), and the Office of t...
CN Editor
October 30, 2024
CSA SEEKS COMMENT ON PROPOSED INFORMATION TECHNOLOGY SYSTEM INTEGRITY RULE
CSA SEEKS COMMENT ON PROPOSED AMENDMENTS TO INVESTMENT FUND REPURCHASE TRANSACTIONS REQUIREMENTS
CSA REPORT: DATA PORTABILITY HOLDS PROMISE FOR INVESTMENT MARKET, IF REGULATORS AND INDUSTRY ADDRESS CHALLENGES
FSB WARNS OF FRONTIER AI THREAT
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026
ADVISOR SANCTIONED FOR TAKING CLIENT INFO
CLIENT FOCUSED REFORMS (CFR) - TARGETED COMPLIANCE GUIDANCE: PRACTICAL STEPS TO HELP DEALER MEMBERS ("DEALERS") AND APPROVED PERSONS ("APS") MEET THEIR REGULATORY OBLIGATIONS AND PROTECT INVESTORS