On October 21, the Canadian Securities Administrators (CSA), the Canadian Public Accountability Board (CPAB), and the Office of t...
CN Editor
October 30, 2024
CSA PUBLISHES PROPOSED AMENDMENTS TO INSIDER REPORTING REQUIREMENTS FOR COMMENT
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
CSA STAFF NOTICE 11-349 NOTICE OF LOCAL AMENDMENTS IN CERTAIN JURISDICTIONS
CANADIAN SECURITIES REGULATORS REPORT ON KEY OVERSIGHT ACTIVITIES OF CIRO AND CIPF
Thank you for the feedback!!
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
FORMER BROKER CHARGED IN "FREE RIDER" CASE