On October 21, the Canadian Securities Administrators (CSA), the Canadian Public Accountability Board (CPAB), and the Office of t...
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October 30, 2024
CSA ANNOUNCES ADOPTION OF FINAL AMENDMENTS TO TRADING FEE CAPS CHARGED BY MARKETPLACES
AI MEANS POTENTIAL "BIG SHIFT" IN REGULATORY RESPONSIBILITIES: KRIEGLER
FCA ANNOUNCES SECOND COHORT FOR AI LIVE TESTING
CANADA"S JOINT FORUM OF FINANCIAL MARKET REGULATORS DISCUSS RETIREE"S FINANCIAL SECURITY AT ANNUAL MEETING IN MONTREAL
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS