Citing the rising costs of regulation, the Financial Industry Regulatory Authority Inc. (FINRA) is hiking fees on broker-dealers....
CN Editor
November 13, 2024
NASAA ANNOUNCES 2026 FEE SCHEDULE FOR INVESTMENT ADVISER REGISTRATION DEPOSITORY SYSTEM
SEC ALLOWS EXXON TO OFFER AUTO PROXY VOTING
FINRA ANNOUNCES LAUNCH OF CRYPTO AND BLOCKCHAIN EDUCATION PROGRAM
BAKISH WEALTH JOINS MANULIFE WITH $350M IN ASSETS
Thank you for the feedback!!
AGENT SANCTIONED FOR KYC, CLIENT FUNDRAISER
OSC REJECTS NEW ORDER TYPE ON FAIR ACCESS GROUNDS
NATIONAL RISK ASSESSMENT
FINTRAC UPDATES ITS ADMINISTRATIVE MONETARY PENALITIES POLICY