The Canadian Securities Administrators (CSA) announced its members will be considering delegating certain registration functions ...
CN Editor
November 21, 2024
CSA ISSUES TEMPORARY EXEMPTIONS FROM COLLECTION OF CERTAIN PERSONAL REGISTRATION INFORMATION
INVESTOR ALERT: FUNDWISE FALSELY CLAIMING CIRO REGISTRATION
CSA PUBLISHES OVERSIGHT REVIEW REPORT OF THE CANADIAN INVESTOR PROTECTION FUND
NEW WEBCAST: HIGHLIGHTS OF CIRO"S 2026 COMPLIANCE REPORT
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HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
CIRO ALLEGES GATEKEEPER FAILURE BY FORMER BMO NESBITT BURNS REP FROM MONTREAL, QC
OSC"S APPEAL OF PRIVACY DECISION REJECTED