CIRO sanctioned Andrew Kazina (Kazina) a former dealing representative with Investors Group Financial Services Inc from Winnipeg,...
CN Editor
November 29, 2024
UPDATED MUTUAL FUND STAFF NOTICE MSN-0032 RELATED TO USE OF BUSINESS, SYTLE OR TRADE NAMES BY MEMBERS AND APPROVED PERSONS
SIMA RESPONDS TO FINAL PHASE OF CIRO"S RULE-CONSOLIDATION PROJECT
FCA SANCTIONS EXEC OVER DISCIPLINARY DISCLOSURE
CIRO SANCTIONS FORMER PFSL INVESTMENTS CANADA REP FROM WOODBRIDGE, ON
Thank you for the feedback!!
JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
CONVICTED MONEY LAUNDERER SENTENCED TO EXTRA PRISON TIME