The FCA has published the second phase of its consultation on proposals for a measured increase in transparency about its enforce...
CN Editor
November 29, 2024
FCA PROPOSES REFORMS TO SHORT-SELLING RULES
INFORMATION FOR FIRMS LOOKING TO OFFER CRYPTO EXCHANGE TRADED NOTES
FCA BANS AND FINES ADVISOR £100,281 FOR INSIDER TRADING
CIRO SANCTIONS FORMER PFSL INVESTMENTS CANADA REP FROM ST. THOMAS, ON
Thank you for the feedback!!
CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
OSC SEEKS TO ENFORCE D&O SANCTIONS
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.