CIRO sanctioned Jordan Michael Snitzler (Snitzler), a former dealing representative with Investia Financial Services Inc. from Re...
CN Editor
January 20, 2025
ASC SANCTIONS GLENN HUNTER, KYLE WATTERS, HW & ASSOCIATES INC. AND HW TRADEFX LLC
CSA MARKET UPDATE
CIRO PROPOSES RULE AMENDMENTS TO HARMONIZE ADVISOR COMPENSATION
COURT UPHOLDS DISMISSAL OF BAY STREET BATTLE
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS