CIRO sanctioned Jordan Michael Snitzler (Snitzler), a former dealing representative with Investia Financial Services Inc. from Re...
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January 20, 2025
WOMEN AND INVESTING: CIRO"S INVESTOR ADVISORY PANEL PUBLISHES INAUGURAL RESEARCH REPORT
CIRO ALLEGES MISAPPROPRIATION BY FORMER PFSL INVESTMENTS CANADA REP FROM WOODBRIDGE, ON
BCSC FORFEITURE EFFORT CAN GO AHEAD, DESPITE DELAY
CIRO ALLEGES CONFLICTS OF INTEREST FAILURES BY FORMER DESJARDINS FINANCIAL SECURITY INVESTMENTS REP
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP