The FCA and Practitioner Panel survey is being sent to all regulated firms so they can share their feedback on how the FCA regula...
CN Editor
January 31, 2025
FCA SECURES GUILTY PLEA FROM JOHN BURFORD IN £1M INVESTOR FRAUD SCHEME
BAN ON EX-CEO OVER EPSTEIN RELATIONSHIP UPHELD
AUTHORITIES REVISE MEMORANDUM OF UNDERSTANDING IN RELATION TO PAYMENTS IN THE UK
FCA SECURES CONVICTIONS FOR INSIDER DEALING AND MONEY LAUNDERING WORTH £1 MILLION
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL