In September 2024, the SEC approved amendments (Amendments) to FINRA’s TRACE reporting rules to reduce the current 15-minute time...
CN Editor
February 06, 2025
CIRO ISSUES WHITE PAPER AND PUBLISHES RULE AMENDMENT PROPOSALS TO IMPROVE ACCOUNT TRANSFERS
FINRA PUBLISHES 2025 INDUSTRY SNAPSHOT
ENHANCED COST REPORTING
FEE REBATE FOR MEMBER FIRMS
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL