The Canadian Investment Regulatory Organization have approved a change of control whereby, National Bank of Canada has indirectly...
CN Editor
February 12, 2025
CIRO SANCTIONS FORMER PFSL INVESTMENTS CANADA REP FROM ST. THOMAS, ON
STREAMLINED ACCREDITATION PROCESS WITH CERTS CROSS-LISTING OPTION
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER PFSL INVESTMENTS CANADA REP FROM WOODBRIDGE, ON
CIRO ALLEGES MISAPPROPRIATION AND PERSONAL FINANCIAL DEALINGS BY FORMER PFSL INVESTMENTS CANADA REP FROM EDMONTON, AB
Thank you for the feedback!!
CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
OSC SEEKS TO ENFORCE D&O SANCTIONS
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.