The FCA has banned Andrew Pearse and Surjan Singh from the UK financial services industry. The former Credit Suisse managing dire...
CN Editor
March 06, 2025
FCA FINDS FAILINGS AT SMALLER FIRMS
FCA SEEKS FEEDBACK ON REGULATION OF CRYPTOASSET TRADING PLATFORMS IN NEXT PHASE OF ROAD TO REGULATION
U.S. FUND MANAGER PLEADS GUILTY
FINCEN FINDS CAMBODIA-BASED HUIONE GROUP TO BE OF PRIMARY MONEY LAUNDERING CONCERN, PROPOSES A RULE TO COMBAT CYBER SCAMS AND HEISTS
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CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
GUIDANCE ON DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
EX-ADVISORY FIRM CEO LANDS IN PRISON
OSC RESEARCH UNCOVERS CONCERNS ABOUT FINFLUENCERS" POWER OF PERSUASION