IOSCO has published a Consultation Report on Neo-Brokers which forms part of its overarching initiative to address the rise in re...
CN Editor
March 13, 2025
IOSCO PUBLISHES FINAL REPORT ON FINANCIAL ASSET TOKENIZATION
IOSCO PUBLISHES FINAL REPORT ON THE SINGLE-NAME CREDIT DEFAULT SWAPS MARKET
JSOT CRIMINALLY CHARGES ALEXANDER (ALEX) FRANCIS ONGOMA
OSC ISSUES TEMPORARY CEASE TRADE ORDER AGAINST ADAM JOSEPH ARQUETTE AND ARQUETTE INSURANCE AND WEALTH MANAGEMENT
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP