The FCA has decided to fine Crispin Odey of Odey Asset Management LLP (OAM) £1.8m and ban him from the UK financial services indu...
CN Editor
March 18, 2025
FCA INTRODUCES CLEARER AND SIMPLER SHORT SELLING RULES
OSC SECURES BAN ON CANADIAN CONVICTED IN U.S.
ONTARIO TRIBUNAL BANS B.C. MAN UNDER U.S. SANCTIONS
FCA FINES DINOSAUR MERCHANT BANK LIMITED FOR MARKET ABUSE SURVEILLANCE FAILURES
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS