The Investment Funds Institute of Canada (IFIC) has submitted feedback on the Canadian Investment Regulatory Organization’s (CIRO...
CN Editor
March 19, 2025
UNLOCKING CAPITAL AND COMPETITIVENESS: PMAC AND CFA SOCIETIES CANADA URGE ONTARIO TO ADVANCE OSC PARTICIPATION IN THE PASSPORT SYSTEM
IOSCO PUBLISHES CONSULTATION REPORT ON GOOD PRACTICES CONCERNING OVER-THE-COUNTER COMMODITIES DERIVATIVES MARKETS
NASAA LAUNCHES COMPREHENSIVE ONLINE IAR CONTINUING EDUCATION COURSE CATALOG TO STREAMLINE COMPLIANCE AND PROFESSIONAL DEVELOPMENT
GUIDANCE ON THE CIRO INVESTMENT DEALER CONTINUING EDUCATION PROGRAM
Thank you for the feedback!!
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
FORMER BROKER CHARGED IN "FREE RIDER" CASE