The FCA has fined the London Metal Exchange (LME) £9.2 million for failing to ensure its systems and controls were adequate to de...
CN Editor
March 21, 2025
FCA WARNS INVESTORS IN CFDS RISK LOSING OUT ON PROTECTIONS
INDIVIDUAL CONVICTED AND FINED FOR DATA PROTECTION BREACH
FCA PROPOSES REFORMS TO SHORT-SELLING RULES
INFORMATION FOR FIRMS LOOKING TO OFFER CRYPTO EXCHANGE TRADED NOTES
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
OSC SEEKS TO ENFORCE D&O SANCTIONS
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.