The Investment Funds Institute of Canada (IFIC) today announced that it has rebranded as the Securities and Investment Management...
CN Editor
March 25, 2025
SIMA CALLS FOR FURTHER CHANGES TO PROPOSED QI REGIME
NEW WEBCAST: DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
OSC ANNOUNCES RESEARCH GRANT COMPETITION
SIMA SUPPORTS CIRO"S PROPOSED GUIDANCE ON OEO ACCOUNT SERVICES
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING