The Canadian Investment Regulatory Organization (CIRO) is publishing for comment Phase 5 of its Rule Consolidation Project rule p...
CN Editor
March 28, 2025
CIRO SANCTIONS VIRTU CANADA CORP. FOR MARKETPLACE VIOLATIONS
CIRO SANCTIONS NATIONAL BANK FINANCIAL INC. FOR INADEQUATE SUPERVISION
CIRO REGIONAL COUNCILS - CALL FOR NOMINATION
NEW GUIDANCE ON ORDER EXECUTION ONLY ACCOUNT SERVICES AND ACTIVITIES
Thank you for the feedback!!
CIRO NEEDS TO STOP SAYING "SHOULD"
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
OPINION: WHO WILL PAY FOR CIRO"S DATA BREACH?
FORMER BROKER CHARGED IN "FREE RIDER" CASE