The Investment Industry Association of Canada (IIAC) is instrumental in shaping Canadian legislation and regulation to continuous...
CN Editor
April 10, 2025
CANADIAN SECURITIES REGULATORS PROPOSE PROHIBITING THE USE OF CHARGEBACKS IN THE DISTRIBUTION OF INVESTMENT FUNDS
RAYMOND JAMES TARGETS ADVISORS, MARKET SHARE WITH DIGITAL TRANSFORMATION
IOSCO ANNOUNCES THEMES FOR ITS 9TH EDITION OF WORLD INVESTOR WEEK (WIW) TO BE HELD BETWEEN 6 -12 OCTOBER 2025
THE INVESTMENT INDUSTRY ASSOCIATION OF CANADA (IIAC) EVOLVES WITH NEW NAME: THE CANADIAN FORUM FOR FINANCIAL MARKETS (CFFIM)
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL