The Canadian Securities Administrators (CSA) have approved amendments to Rules 2500 to 2800 of the Investment Dealer and Partiall...
CN Editor
April 18, 2025
SIMA RESPONDS TO CSA CONSULTATION ON ETF REGULATION
INVESTOR ALERT: FRAUDULENT WEBSITES IMPERSONATING CIRO WEBPAGE
PMAC CALLS ON CSA TO REVIEW PRIVACY AND DATA PROTECTION POLICIES
CONCERNS FOLLOW REGULATORS" SURVEY OF MUTUAL FUND REPS
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS