The Canadian Securities Administrators (CSA) have approved amendments to Rules 2500 to 2800 of the Investment Dealer and Partiall...
CN Editor
April 18, 2025
CSA ISSUES GUIDANCE ABOUT REGULATORY CONCERNS WITH CERTAIN ASSET OR BUSINESS ACQUISITIONS
CIRO MEMBER CHANGE OF CONTROL: OANDA (CANADA) CORPORATION ULC
ENHANCED COST REPORTING
INVESTOR ALERT: FRAUDULENT IMPERSONATION OF PGM GLOBAL INC.
Thank you for the feedback!!
SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL