The Alberta Securities Commission (ASC) has found that James Domenic Floreani and Jayconomics Inc. (the Respondents) breached the...
CN Editor
April 29, 2025
BCSC IMPOSES $22,500 PENALTY ON B.C. RESIDENT FOR OMITTING DISCIPLINARY HISTORY FROM CORPORATE DOCUMENTS
CIRO SANCTIONS FORMER DESJARDINS FINANCIAL SECURITY INVESTMENTS REP FROM LAVAL, QC
CIRO SANCTIONS FORMER CIBC SECURITIES INC REPS FROM TORONTO, ON
CANADIAN SECURITIES ADMINISTRATORS ENCOURAGE CANADIANS TO LOOK OUT FOR DECEPTIVE SOCIAL MEDIA INVESTMENT SCAMS
Thank you for the feedback!!
SEC FINES CANADIAN FIRM OVER REGISTRATION
CIRO SANCTIONS CANACCORD GENUITY CORP. FOR FAILING TO MEET GATEKEEPER OBLIGATIONS
CIRO SANCTIONS FORMER INVESTORS GROUP FINANCIAL SERVICES REP FROM CALGARY, AB
FINRA PROPOSES GIFT LIMIT INCREASE