Principal distributors are expressly permitted to engage with multiple fund families as “participating dealers” and, as contempla...
CN Editor
May 05, 2025
CSA PUBLISHES 3-YEAR BUSINESS PLAN FOCUSED ON COMPETITION AND INVESTOR PROTECTION
CANADIAN SECURITIES REGULATORS PROPOSE PROHIBITING THE USE OF CHARGEBACKS IN THE DISTRIBUTION OF INVESTMENT FUNDS
ONTARIO SECURITIES COMMISSION PUBLISHES STUDY ON CANADIAN ETF MARKET
CANADIAN SECURITIES REGULATORS LAUNCH CONSULTATION ON ETF FRAMEWORK
Thank you for the feedback!!
SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL