To keep alive an appeal of regulatory enforcement rulings against them by the Ontario Securities Commission (OSC), a couple of br...
CN Editor
May 06, 2025
CORIENT PLANS EXPANSION INTO CANADA
CFTC ASSERTS OVESIGHT OF PREDICTION MARKETS
OSC SEEKS APPLICATIONS FOR INVESTOR ADVISORY PANEL
OSC SETTLE THREE CASES INVOLVING BREACHES OF DIRECTOR AND OFFICER BANS
Thank you for the feedback!!
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS