At Southwark Crown Court, Matthew and Nikolas West pleaded guilty to insider dealing, following a prosecution brought by the FCA....
CN Editor
May 12, 2025
FCA ENHANCES ACCESS TO INVESTMENT RESEARCH
FCA FINDS FAILINGS AT SMALLER FIRMS
FCA SEEKS FEEDBACK ON REGULATION OF CRYPTOASSET TRADING PLATFORMS IN NEXT PHASE OF ROAD TO REGULATION
FCA SET TO LAUNCH LIVE AI TESTING SERVICE
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GUIDANCE ON DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
EX-ADVISORY FIRM CEO LANDS IN PRISON
CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
OSC RESEARCH UNCOVERS CONCERNS ABOUT FINFLUENCERS" POWER OF PERSUASION